Job Openings

Number of jobs: 2

• 

  Licensing/Registration Coordinator-Broker Dealer

  Broker-Dealer-Compliance-Specialist

  2024-12-21

  Together we fight for everyone’s opportunity for a better financial future.

  We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyo...

  himalayas
• 

  Looking for FINRA CERTIFIED CSR || WFH

  Broker-Dealer-Compliance-Specialist

  2024-12-12

  Job Description:

  Essential Job Functions:
  • Execute and oversee business process transactions, focusing on quality and efficiency.
  • Analyze data, contribute to process improvements, and assist in reporting.
  • Collabo...

  himalayas